Donald A. Stuver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Arthur Stuver, who also goes by Donald Arthur Stuver Jr, Donald Arthur (jr) Stuver, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1989 - March 23, 1989
G. K. SCOTT & CO., INC.
April 7, 1986 - May 5, 1988
TRI-BRADLEY INVESTMENTS
July 23, 1985 - April 7, 1986
MALONE & ASSOCIATES, INC.
January 10, 1985 - July 26, 1985
NTB FINANCIAL CORPORATION
March 1, 1983 - January 16, 1985
C. E. CARLSON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. K. SCOTT & CO., INC.
CRD#: 3305 / SEC#: , 8-8455
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
