Scott E. Mounger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Edwin Mounger was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1986. Scott had worked at 21 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2025 - November 17, 2025
VIRTUE CAPITAL MANAGEMENT, LLC
October 22, 2021 - March 9, 2025
REDWOOD PRIVATE WEALTH
February 22, 2021 - October 8, 2021
BELPOINTE ASSET MANAGEMENT LLC
September 19, 2019 - December 31, 2020
INTEGRITY ALLIANCE, LLC.
December 7, 2016 - September 20, 2019
GRADIENT ADVISORS, LLC
October 1, 2014 - August 31, 2016
FIRST ADVISORS NATIONAL, LLC
February 16, 2011 - December 31, 2011
ON INVESTMENT MANAGEMENT CO
September 17, 2010 - December 31, 2011
THE O.N. EQUITY SALES COMPANY
January 1, 2007 - May 10, 2010
PRUCO SECURITIES, LLC.
April 21, 2004 - December 31, 2004
ON INVESTMENT MANAGEMENT CO
April 15, 2004 - December 31, 2004
THE O.N. EQUITY SALES COMPANY
July 1, 2002 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
April 30, 2002 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
October 25, 2001 - February 19, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 25, 2001 - February 19, 2002
OSAIC FA, INC.
May 31, 2001 - October 22, 2001
QA3 FINANCIAL CORP.
April 22, 1999 - June 4, 2001
LOCUST STREET SECURITIES, INC.
June 30, 1998 - March 18, 1999
CINCINNATI ANALYSTS, INC.
September 18, 1996 - April 3, 1998
WS GRIFFITH SECURITIES, INC.
October 1, 1993 - December 16, 1994
OSAIC FS, INC.
April 5, 1993 - September 28, 1993
ROYAL MACCABEES SECURITIES COMPANY
February 22, 1991 - February 17, 1993
ROYAL MACCABEES SECURITIES COMPANY
June 18, 1988 - January 16, 1989
LOCUST STREET SECURITIES, INC.
October 19, 1987 - June 15, 1988
FEDERATION FOR FINANCIAL INDEPENDENCE
May 18, 1987 - October 27, 1987
THE SAXON GROUP, INC.
March 20, 1986 - December 3, 1986
FRIDLUND SECURITIES COMPANY
Primary Firm SEC Registration
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
Contact information
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
