James Allen Schmidt
Professional Summary
James Allen Schmidt, who also goes by James Allen Schmidt Jr, James Allen Jr Schmidt, Jim Schmidt, is a registered financial advisor currently at SCHMIDT WEALTH MANAGEMENT located in Fargo, North Dakota. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Allen Schmidt Jr, James Allen Jr Schmidt, Jim Schmidt
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
JAMES A SCHMIDT INC. DBA SCHMIDT WEALTH MANAGEMENT | SCHMIDT WEALTH MANAGEMENT | JAMES A SCHMIDT, INC. | JAMES A SCHMIDT, INC
Contact Information
Main Address
4650 26th Ave S Ste J, Fargo, ND 58104Phone Number
(701) 478-8787# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
175AUM (Assets Under Management)
$96,324,737Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/19/2018)
(12/4/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Allen Schmidt's CRS (Customer Relationship Summary).
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