James A. Schmidt
Professional summary
James Allen Schmidt, who also goes by James Allen Schmidt Jr, James Allen Jr Schmidt, Jim Schmidt, is a registered financial advisor currently at SCHMIDT WEALTH MANAGEMENT located in Fargo, North Dakota.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Allen Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2006 - Present
SCHMIDT WEALTH MANAGEMENT
Office #1: 4650 26 Ave S Suite J, Fargo, ND 58104July 21, 2004 - January 3, 2007
GENEOS WEALTH MANAGEMENT, INC.
June 29, 2004 - January 3, 2007
GENEOS WEALTH MANAGEMENT, INC.
March 23, 1995 - July 9, 2004
CETERA WEALTH SERVICES, LLC
January 21, 1992 - July 9, 2004
CETERA WEALTH SERVICES, LLC
October 9, 1991 - December 31, 1991
OPPENHEIMER & CO. INC.
March 23, 1990 - June 10, 1991
OPPENHEIMER & CO. INC.
February 2, 1989 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
May 12, 1988 - January 1, 1989
MML INVESTORS SERVICES, LLC
March 6, 1985 - May 10, 1988
TITAN/VALUE EQUITIES GROUP, INC.
March 1, 1983 - March 11, 1985
FRIDLUND SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/19/2018)
(12/4/2006)
Exams
Current Firm
SCHMIDT WEALTH MANAGEMENT
CRD#: 142302 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 86,868,995 |
Red Flags
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