Mark J. Paylor

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CRD#: 1095866

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Joseph Paylor was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, including group medical, dental & disability, as of 01/01/2004, 5% of time spent during business hours, conducted at branch, investment related. 2. Owner, MJ Paylor & Associates, Inc; private entity established to facilitate securities business; as of 05/01/2006, less than 1% of time spent during business hours; conducted at branch, investment related. 3. Owner, Mark Paylor & Associates, LLC, a private entity established to facilitate advisory business; as of 03/01/2021; less than 1% of time spent during business hours; conducted at branch; investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 5, 2024 - October 16, 2025

BOSTONPREMIER WEALTH

RIA

CRD#: 282268

Mount Pleasant, SC

Past

January 16, 2014 - December 31, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Mount Pleasant, SC

Past

October 6, 1997 - December 31, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Mount Pleasant, SC

Past

February 22, 1983 - October 28, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOSTONPREMIER WEALTH

BOSTONPREMIER WEALTH | BOSTONPREMIER WEALTH, LLC

CRD#: 282268 / SEC#: 801-130727

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (7/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/11/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BOSTONPREMIER WEALTH

BOSTONPREMIER WEALTH | BOSTONPREMIER WEALTH, LLC

CRD#: 282268 / SEC#: 801-130727

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (7/24/2024 Terminated)

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Contact information

Main Address

51 Mill Street Suite 1, Hanover, MA 02339

Mailing Address

Phone number

(617) 934-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 351,098,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Paylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BOSTONPREMIER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1997

Series 63

Date: 6/16/1983

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2002

Series 6

Date: 2/11/1983

Current Firm

BOSTONPREMIER WEALTH

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOSTONPREMIER WEALTH

TRUST BUT VERIFY

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