ML
Mark R. Lynch
LYNCH ASSET MANAGEMENT
Yardley, PA
Some features on this profile are disabled
CRD#: 1095794
ML
Professional summary
Mark Richard Lynch is a registered financial advisor currently at LYNCH ASSET MANAGEMENT, INC. located in Yardley, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE MARCH 1998 I HAVE BEEN AN EMPLOYEE OF NJM INSURANCE GROUP LOCATED AT 301 SULLIVAN WAY, WEST TRENTON NJ 08628. THE COMPANY'S PRIMARY BUSINESS IS PROPERTY AND CASUALTY INSURANCE. MY ROLE AT THE COMPANY IS MANAGER OF THE INVESTMENT DEPARTMENT WITH THE TITLE OF VICE PRESIDENT. MY PRIMARY RESPONSIBILITY IS TO SUPERVISE THE INVESTMENT OF THE COMPANY'S OWN ASSETS. I OVERSEE A STAFF OF TWO PORFOLIO MANAGERS AND TWO ANALYSTS. THE COMPANY DOES NOT MANAGE CLIENT FUNDS NOR DOES IT MANAGE OR SELL MUTUAL FUNDS, LIFE INSURANCE, ANNUITIES OR ANY INVESTMENT-RELATED PRODUCTS. MY TOTAL MONTHLY HOURS TOTAL 200 WITH 150 HOURS DEVOTED TO "OTHER BUSINESS" WITH 5.5 HOURS A DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2012 - Present
LYNCH ASSET MANAGEMENT, INC.
RIA
CRD#: 159938
Yardley, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LYNCH ASSET MANAGEMENT, INC.
LYNCH ASSET MANAGEMENT, INC.
CRD#: 159938 / SEC#: 801-122985
RIA
Registered Investment Advisory firm - (1/11/2022 Approved)New Jersey
Registered Investment Advisory firm - (2/7/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(8/28/2012)
IAR
Pennsylvania(7/25/2012)
Exams
Current Firm
LA
LYNCH ASSET MANAGEMENT, INC.
LYNCH ASSET MANAGEMENT, INC.
CRD#: 159938 / SEC#: 801-122985
RIA
Registered Investment Advisory firm - (1/11/2022 Approved)New Jersey
Registered Investment Advisory firm - (2/7/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Yardley, PA
Mailing Address
P.o Box 255, Newtown, PA 18940-9998
Phone number
(215) 801-1550
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 260,123,497 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
