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RH

Richard Happle

JAFFE TILCHIN INVESTMENT PARTNERS
TAMPA, FL 33544
Some features on this profile are disabled
CRD#: 1095540
RH

Professional summary

Richard Happle, CFP® is a registered financial advisor currently at JAFFE TILCHIN INVESTMENT PARTNERS, LLC located in Tampa, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Happle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Current

June 16, 2020 - Present

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

Office #1: 15350 N. Florida Avenue, Tampa, FL 33544
RIA
CRD#: 143608
TAMPA, FL
Past

August 2, 2019 - June 10, 2020

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Lakewood Ranch, FL
Past

February 10, 2014 - July 2, 2019

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

RIA
CRD#: 143608
TAMPA, FL
Past

October 29, 1984 - December 20, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
TAMPA, FL
Past

October 25, 1984 - December 20, 2013

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
TAMPA, FL
Past

March 1, 1983 - November 5, 1984

EARL W. SHOMBER & CO., INC.

BD
CRD#: 13111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JT
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
DASANKOP AND ASSOCIATES | WITKOWSKI-WRIGHT TEAM | TRENT TRONCOSO GROUP | TILCHIN WEALTH MANAGEMENT, LLC | THE TRONCOSO GROUP | NAMA PRIVATE WEALTH | LUDWIG ASSOCIATES | LEWIS TRONCOSO FINANCIAL MANAGEMENT | JAFFETILCHIN INVESTMENT PARTNERS, LLC | JAFFE TILCHIN WEALTH MANAGMENT | JAFFE TILCHIN WEALTH MANAGEMENT | JAFFE TILCHIN INVESTMENT PARTNERS, LLC | JAFFE TILCHIN INVESTMENT PARTNERS | JAFFE TILCHIN INSTITUTIONAL CONSULTING | J BEST ADVISORY GROUP

CRD#: 143608 / SEC#: 801-67720

RIA
Registered Investment Advisory firm - (4/18/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/23/2020)
IAR
Texas
(6/16/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 1/30/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/1983
General Securities Representative Examination

Current Firm

JT
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
DASANKOP AND ASSOCIATES | WITKOWSKI-WRIGHT TEAM | TRENT TRONCOSO GROUP | TILCHIN WEALTH MANAGEMENT, LLC | THE TRONCOSO GROUP | NAMA PRIVATE WEALTH | LUDWIG ASSOCIATES | LEWIS TRONCOSO FINANCIAL MANAGEMENT | JAFFETILCHIN INVESTMENT PARTNERS, LLC | JAFFE TILCHIN WEALTH MANAGMENT | JAFFE TILCHIN WEALTH MANAGEMENT | JAFFE TILCHIN INVESTMENT PARTNERS, LLC | JAFFE TILCHIN INVESTMENT PARTNERS | JAFFE TILCHIN INSTITUTIONAL CONSULTING | J BEST ADVISORY GROUP

CRD#: 143608 / SEC#: 801-67720

RIA
Registered Investment Advisory firm - (4/18/2007 Approved)
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Contact information

Main Address
15350 N. Florida Ave., Tampa, FL 33613
Mailing Address
Phone number
(813) 963-2500
Established
Firm type
Fiscal year end
# of Employees
47

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JAFFE TILCHIN ADV 2A DISCLOSURE BROCHURE (8/27/2025)
JAFFE TILCHIN WRAP FEE PROGRAM BROCHURE (8/27/2025)

Regulatory assets under management

Total Number of Accounts4,235
AUM (Assets Under Management)$ 1,839,648,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

CRD#: 143608Tampa, FL 33544

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