Richard Happle

JAFFE TILCHIN INVESTMENT PARTNERS

TAMPA, FL 33544

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CRD#: 1095540

Professional summary

Richard Happle, CFP® is a registered financial advisor currently at JAFFE TILCHIN INVESTMENT PARTNERS, LLC located in Tampa, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Jaffe Tilchin Wealth Management; Not investment-related; Address: 15350 N. Florida Ave., Tampa, FL 33613; Nature of business: Insurance; Relationship: insurance agent; Start date: 6/1/20; Number of hours per month: 5; Number of hours during securities trading hours: 0; Duties: providing consultation and offering policies to insurance clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Happle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

June 16, 2020 - Present

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

Office #1: 15350 N. Florida Avenue, Tampa, FL 33544

RIA

CRD#: 143608

TAMPA, FL

Past

August 2, 2019 - June 10, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Lakewood Ranch, FL

Past

February 10, 2014 - July 2, 2019

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

RIA

CRD#: 143608

TAMPA, FL

Past

October 29, 1984 - December 20, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

TAMPA, FL

Past

October 25, 1984 - December 20, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

TAMPA, FL

Past

March 1, 1983 - November 5, 1984

EARL W. SHOMBER & CO., INC.

CRD#: 13111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

CRD#: 143608 / SEC#: 801-67720

RIA

Registered Investment Advisory firm - (4/18/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/23/2020)

IAR

Texas
(6/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/30/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Current Firm

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

CRD#: 143608 / SEC#: 801-67720

RIA

Registered Investment Advisory firm - (4/18/2007 Approved)

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Contact information

Main Address

15350 N. Florida Ave., Tampa, FL 33613

Mailing Address

Phone number

(813) 963-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAFFE TILCHIN ADV 2A DISCLOSURE BROCHURE (8/27/2025)

JAFFE TILCHIN WRAP FEE PROGRAM BROCHURE (8/27/2025)

Regulatory assets under management

Total Number of Accounts	4,235
AUM (Assets Under Management)	$ 1,839,648,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard Happle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Happle's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

EARL W. SHOMBER & CO., INC.

Primary Firm SEC Registration

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2014

Series 63

Date: 5/30/1986

Series 31

Date: 1/30/2002

Series 7

Date: 2/19/1983

Current Firm

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAFFE TILCHIN INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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