Donald C. Shedd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Clifford Shedd, who also goes by Donald Shedd, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 10 firms and has passed the Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2006 - December 23, 2010
WORLD CAPITAL BROKERAGE, INC.
March 12, 2003 - April 5, 2004
SUNSET FINANCIAL SERVICES, INC.
March 28, 2002 - August 8, 2002
BRIGHTSIDE INVESTMENTS, INC.
October 11, 2001 - February 8, 2002
PREFERRED SECURITIES GROUP, INC.
June 27, 1996 - June 9, 1997
PREFERRED SECURITIES GROUP, INC.
May 20, 1987 - December 20, 1991
METROPOLITAN LIFE INSURANCE COMPANY
May 20, 1987 - December 20, 1991
MSI FINANCIAL SERVICES, INC.
June 28, 1985 - December 17, 1986
FIRST ENCO SECURITIES, INC.
July 19, 1984 - July 9, 1985
EARL W. SHOMBER & CO., INC.
June 21, 1984 - August 7, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
February 27, 1984 - May 1, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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