Michael W. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wayne Ryan, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 2 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
January 31, 2011 - December 31, 2022
SEVEN OAKS FINANCIAL PLANNING
March 2, 1983 - January 25, 1984
GARDNER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEVEN OAKS FINANCIAL PLANNING
CRD#: 155239 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 57,960,300 |
Red Flags
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