Stephen C. Brubaker
Professional summary
Stephen Charles Brubaker, who also goes by Steve Brubaker, is a registered financial professional currently at THE TAVENNER COMPANY located in Springfield, Ohio.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Charles Brubaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2005 - Present
THE TAVENNER COMPANY
Office #1: 4910 Old Mechanicsburg Rd., Springfield, OH 45502January 6, 1999 - July 18, 2005
WESTMINSTER FINANCIAL SECURITIES, INC.
December 2, 1997 - December 31, 1998
THE TAVENNER COMPANY
March 2, 1995 - December 4, 1997
ADVANTAGE CAPITAL CORPORATION
August 15, 1994 - December 31, 1994
ADVANTAGE CAPITAL CORPORATION
May 20, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
October 7, 1983 - April 22, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2005)
Exams
FINRA
Current Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
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