Bruce H. Lipnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Howard Lipnick was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1983. Bruce had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - October 17, 2022
COVA CAPITAL PARTNERS LLC
August 7, 2019 - October 19, 2019
OLD SLIP CAPITAL MANAGEMENT, INC.
April 2, 2018 - August 14, 2019
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
July 21, 1998 - June 22, 2016
HEDGE HARBOR INC.
June 23, 1998 - February 16, 2001
TWIN TRUST TRADING LLC
April 17, 1997 - July 1, 1997
CONSTELLATION CONVERTIBLES LIMITED
April 17, 1997 - October 28, 1997
CONSTELLATION CONVERTIBLES L.P.
April 17, 1997 - April 3, 2001
TRUST ADVISORS TRADING LLC
May 28, 1993 - June 27, 1997
CONSTELLATION EQUITIES L.P.
December 9, 1983 - April 29, 2004
MANAGER ADVISORY GROUP INC.
State Registrations and Notice Filings
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Exams
Current Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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