James B. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Brian Burke was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2010 - August 30, 2018
BURKE & QUICK PARTNERS LLC
April 30, 2007 - January 10, 2011
TULLETT PREBON FINANCIAL SERVICES LLC
April 19, 2004 - May 17, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
January 2, 2001 - April 19, 2004
APEX CLEARING CORPORATION
May 10, 1999 - December 31, 2000
QUICK & REILLY, INC.
June 25, 1992 - May 11, 1999
APEX CLEARING CORPORATION
July 16, 1990 - October 9, 1990
HME INTERNATIONAL ADVISORY ASSOCIATES, L.P.
October 1, 1985 - July 16, 1990
HME INTERNATIONAL ADVISORY ASSOCIATES, INC.
August 23, 1984 - June 15, 1992
P.R. BURKE & CO., INC.
June 22, 1983 - October 26, 1983
ITG EXECUTION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
BURKE & QUICK PARTNERS LLC
CRD#: 153521 / SEC#: , 8-68548
Contact information
Documents
Red Flags
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