Joy G. Daley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Gunderson Daley, who also goes by Joy Anne Gunderson, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1983. Joy had worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2013 - February 18, 2014
INTEGRITY INVESTMENTS, INC.
April 23, 1987 - January 5, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
March 1, 1983 - February 25, 1984
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRITY INVESTMENTS, INC.
CRD#: 31017 / SEC#: , 8-45302
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
