Linda K. Halford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Killingsworth Halford, who also goes by Linda Nelle Halford, Linda Nelle Killingsworth, Linda Killingsworth, Linda Killingsworth Sanders, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1983. Linda had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1998 - September 7, 2016
EXECUTIVE SERVICES SECURITIES, LLC
January 1, 1998 - October 12, 1998
A. G. EDWARDS & SONS, INC.
October 10, 1996 - December 3, 1997
MUTUAL SERVICE CORPORATION
September 7, 1994 - August 27, 1996
PRINCIPAL SECURITIES, INC.
December 23, 1992 - August 25, 1993
BUCKHEAD FINANCIAL CORPORATION
May 17, 1983 - December 31, 1990
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXECUTIVE SERVICES SECURITIES, LLC
CRD#: 25299 / SEC#: , 8-41649
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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