Stewart J. Nadel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stewart Jay Nadel was a registered financial professional .
Stewart is a previously registered financial professional and started their career in finance in 1983. Stewart had worked at 6 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2007 - November 10, 2014
AKAR CAPITAL MANAGEMENT, INC.
January 21, 1993 - July 2, 2007
MML INVESTORS SERVICES, LLC
January 18, 1993 - July 2, 2007
MML INVESTORS SERVICES, LLC
March 31, 1989 - December 31, 1992
MUTUAL SERVICE CORPORATION
January 18, 1988 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
February 24, 1986 - February 2, 1988
AKAR CAPITAL MANAGEMENT, INC.
July 29, 1983 - March 5, 1986
CADARET, GRANT & CO., INC.
March 11, 1983 - August 1, 1983
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AKAR CAPITAL MANAGEMENT, INC.
CRD#: 10791 / SEC#: , 8-28026
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 49,000,000 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
