John A. Gilliam
Professional summary
John Andrew Gilliam was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, John had worked at 5 firms, which includes DETALUS ADVISORS LLC, DETALUS SECURITIES LLC, GLOBAL ATLANTIC DISTRIBUTORS LLC, EQUITABLE DISTRIBUTORS LLC, METLIFE INVESTORS SALES COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2005 - March 17, 2008
DETALUS ADVISORS, LLC
November 11, 2003 - March 17, 2008
DETALUS SECURITIES, LLC
March 6, 2002 - August 20, 2003
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 16, 1999 - October 23, 2001
EQUITABLE DISTRIBUTORS, LLC
October 23, 1998 - November 11, 1999
METLIFE INVESTORS SALES COMPANY
Primary Firm SEC Registration
DETALUS ADVISORS, LLC
CRD#: 117958 / SEC#: 801-61481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DETALUS ADVISORS, LLC
CRD#: 117958 / SEC#: 801-61481
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 646 |
| AUM (Assets Under Management) | $ 928,372,887 |
Red Flags
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