Elias Jerrold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elias Jerrold, who also goes by Elias Jerrold, Elias Jerrold Schechter, was a registered financial professional .
Elias is a previously registered financial professional and started their career in finance in 1983. Elias had worked at 15 firms and has passed the Series 63, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2017 - May 7, 2018
T3 TRADING GROUP, LLC
June 10, 2016 - August 11, 2017
QUASAR TRADING, LLC
September 12, 2014 - August 3, 2015
QUASAR TRADING, LLC
March 25, 2014 - August 8, 2014
QUASAR TRADING, LLC
May 7, 2012 - January 8, 2014
T3 TRADING GROUP, LLC
May 2, 2006 - September 4, 2009
G-2 TRADING,LLC
June 10, 2002 - September 8, 2003
STG SECURE TRADING GROUP, INC.
May 16, 1998 - August 5, 2002
RUMSON CAPITAL, LLC
November 21, 1997 - April 15, 1998
TRANS-HUDSON, L.L.C.
May 29, 1996 - October 31, 1997
CARLIN EQUITIES, LLC
October 31, 1995 - June 3, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
July 17, 1995 - August 1, 1995
KC MAY SECURITIES CORP.
September 20, 1993 - March 20, 1995
RUSSO SECURITIES INC.
July 31, 1991 - September 23, 1993
MARSH, BLOCK & CO. INC.
August 22, 1989 - October 26, 1989
WESTMINSTER SECURITIES CORPORATION
February 23, 1988 - April 25, 1989
EDELMAN SECURITIES COMPANY, L.P.
May 8, 1984 - June 8, 1984
BUTCHER & SINGER INC.
March 2, 1983 - March 13, 1984
WHITEHALL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 5/5/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 7/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
