AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GF

Gary I. Furukawa

FREESTONE CAPITAL MANAGEMENT
Seattle, WA 98104
Some features on this profile are disabled
CRD#: 1094815
GF

Professional summary


Gary Isaac Furukawa is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in Seattle, Washington.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Gary has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 32, Series 3, Series 7 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DE LA GUERRA LLC; SANTA BARBARA, CA;INVESTMENT-RELATED; MANAGING MEMBER; 01/01/2010 START DATE; 20 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. WILLOW OAKS PARK, LLC; SANTA BARBARA, CA; INVESTMENT-RELATED; MANAGING MEMBER; 06/01/2011 START DATE; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. OLD RIVER LLC; SANTA BARBARA, CA; INVESTMENT-RELATED BUSINESS; MANAGING MEMBER; 01/01/2005 START DATE; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. BRIGHTON STREET LLC; SANTA BARBARA, CA; INVESTMENT-RELATED; MANAGING MEMBER; 01/01/2005 START DATE; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. LA CUMBRE MHP LLC; SANTA BARBARA, CA; INVESTMENT-RELATED; MANAGING MEMBER; 01/01/2013 START DATE; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. RAINIER MH PARKS, LLC; SEATTLE, WA; INVESTMENT-RELATED;04/17/2014 START DATE; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. ANDESITE RIDGE, LLC; SEATTLE, WA; INVESTMENT-RELATED; MANAGING MEMBER; 10/20/2020 START DATE; 2 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES AND ESTATE PLANNING. THRESHOLD, LLC; SEATTLE, WA; INVESTMENT-RELATED; 12/15/2018 START DATE; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; OVERSEEING THE ACCOUNTING FOR THIS COMPANY. BRIGHTON STREET CAPITAL, LLC; BELLEVUE, WA; INVESTMENT-RELATED; MANAGING MEMBER; 10/07/2022 START DATE; 3 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; OVERSEEING THE MANAGER OF FAMILY OFFICE. CHP MBD, LLC; PASS CHRISTIAN, MS; NOT INVESTMENT-RELATED; BOARD MEMBER; 06/01/2023 START DATE; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; BOARD MEMBER OF A PORTFOLIO COMPANY FOR FREESTONE ADVANTAGE PARTNERS V.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gary Isaac Furukawa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 25, 2008 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

Office #1: 701 5th Avenue 74th Floor, Seattle, WA 98104
RIA
CRD#: 145711
Seattle, WA
Past

February 4, 2003 - January 7, 2015

FREESTONE SECURITIES, LLC

BD
CRD#: 124260
SEATTLE, WA
Past

October 9, 2002 - November 15, 2002

GREAT PACIFIC SECURITIES

BD
CRD#: 29251
COSTA MESA, CA
Past

February 11, 1999 - May 13, 2008

FREESTONE CAPITAL MANAGEMENT INC

RIA
CRD#: 108702
SEATTLE, WA
Past

November 18, 1987 - March 5, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 1, 1983 - January 20, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(4/25/2008)

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/2003
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 32
Date: 12/12/2012
Limited Futures Exam-Regulation
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 4/11/2014
NFA Branch Manager Examination

Current Firm


FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
701 5th Avenue 74th Floor, Seattle, WA 98104
Mailing Address
Phone number
(206) 707-7300
Established
Firm type
Fiscal year end
# of Employees
117

SEC notice filing (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management


Total Number of Accounts6,231
AUM (Assets Under Management)$ 11,493,619,610

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
11/21/2024
09/26/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FREESTONE CAPITAL MANAGEMENT, LLC

CRD#: 145711Seattle, WA 98104

TRUST BUT VERIFY

Monitor Gary Furukawa

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Dale Thomas Miller
Dale MillerAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Moscow, ID
Alyssa Marie Jarman
Alyssa JarmanAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Bellevue, WA
Gregg Michael Quinn
Gregg QuinnAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Redmond, WA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics