John D. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Porter SR, who also goes by John Daniel Porter Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 10 firms and has passed the Series 63, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2006 - December 6, 2006
FNBB CAPITAL MARKETS, LLC
July 3, 1995 - January 3, 2005
SOUTHTRUST SECURITIES, LLC
November 29, 1994 - June 16, 1995
SOUTHTRUST INVESTMENT SERVICES, INC.
September 9, 1991 - October 25, 1994
DEPOSIT GUARANTY INVESTMENTS, INC.
January 4, 1988 - August 17, 1989
ENTERPRISE FUND DISTRIBUTORS, INC.
April 9, 1987 - September 5, 1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 9, 1987 - September 5, 1989
MONY SECURITIES CORPORATION
July 10, 1984 - August 30, 1991
FSC SECURITIES CORPORATION
August 30, 1983 - July 13, 1984
UNITED FINANCIAL SECURITIES CORP.
May 6, 1983 - July 11, 1984
UNITED FINANCIAL INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNBB CAPITAL MARKETS, LLC
CRD#: 132091 / SEC#: , 8-66553
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST NATIONAL BANKER'S BANKSHARES, INC. | PARENT COMPANY | |
| BOUDREAUX, LAURA J. | PRINCIPAL/CHIEF COMPLIANCE OFFICER/CFO/FINOP/AML OFFICER/PRINCIPAL FINANCIAL OFFICER | 4823412 |
| CORTS, CHRISTIAN HAAS | PRESIDENT/CHIEF EXECUTIVE OFFICER/DESIGNATED PRINCIPAL/EVP/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER | 2581628 |
| QUINLAN, JOSEPH FRANCIS JR | MEMBER | 1579877 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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