Jesse J. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse John Hunt JR, who also goes by Jesse John Jr Hunt, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1983. Jesse had worked at 13 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1993 - June 7, 1993
SOUTHERN CAPITAL SECURITIES, INC.
March 24, 1992 - February 2, 1993
FFP SECURITIES, INC.
May 23, 1990 - February 13, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 23, 1990 - February 13, 1991
EQUITABLE ADVISORS, LLC
November 29, 1989 - May 4, 1990
A. G. EDWARDS & SONS, INC.
October 30, 1989 - December 11, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1989 - November 9, 1989
KIDDER, PEABODY & CO. INCORPORATED
February 8, 1989 - September 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
July 2, 1985 - January 14, 1989
MORGAN STANLEY DW INC.
April 15, 1985 - July 9, 1985
WACHOVIA SECURITIES, INC.
October 10, 1984 - April 24, 1985
CIBC WOOD GUNDY SECURITIES CORP.
May 1, 1984 - October 15, 1984
RICHARDSON GREENSHIELDS SECURITIES INC.
March 1, 1983 - March 20, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHERN CAPITAL SECURITIES, INC.
CRD#: 27188 / SEC#: , 8-42939
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
