Derek A. Washington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Alan Washington, who also goes by Rickey Washington, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1983. Derek had worked at 13 firms and has passed the Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1997 - September 12, 2000
FIRST EQUITY CORPORATION OF FLORIDA
February 6, 1996 - October 28, 1996
AIBC INVESTMENT SERVICES CORPORATION
January 17, 1996 - February 29, 1996
LUMIERE SECURITIES, INC.
April 11, 1995 - August 11, 1995
BERNARD, RICHARDS SECURITIES, INC.
August 20, 1993 - April 19, 1994
M. R. BEAL & COMPANY
January 14, 1992 - August 23, 1993
UNITED DANIELS SECURITIES, INC.
November 16, 1988 - August 27, 1991
IDS LIFE INSURANCE COMPANY
November 16, 1988 - August 27, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
February 12, 1986 - January 30, 1988
MABON, NUGENT & CO.
June 12, 1985 - December 9, 1985
GINTELCO, INC.
August 14, 1984 - April 18, 1985
KMS CORPORATE BROKERS, INC.
June 27, 1984 - November 16, 1987
LEHMAN BROTHERS INC.
November 23, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST EQUITY CORPORATION OF FLORIDA
CRD#: 9 / SEC#: , 8-15025
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
