Gregory L. Feste
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Labadie Feste, who also goes by Greg Feste, was a registered financial advisor .
Gregory is a previously registered financial advisor and started their career in finance in 1983. Gregory had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2002 - December 31, 2004
FESTECAPITAL ADVISORS, LTD.
October 1, 1997 - September 4, 1998
OSAIC FS, INC.
November 7, 1996 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
March 2, 1994 - November 1, 1994
RICE FINANCIAL PRODUCTS COMPANY
October 12, 1993 - October 1, 2002
MALACHI FINANCIAL SERVICES, INC.
August 6, 1993 - November 1, 1994
RICE FINANCIAL PRODUCTS COMPANY
April 19, 1991 - July 27, 1993
CIBC WORLD MARKETS CORP.
March 8, 1990 - April 19, 1991
LEHMAN BROTHERS INC.
September 1, 1988 - April 4, 1989
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
January 18, 1988 - September 1, 1988
BOETTCHER & COMPANY, INC.
May 6, 1986 - February 16, 1988
PRUDENTIAL EQUITY GROUP, LLC
April 10, 1985 - May 16, 1986
ROTAN MOSLE INC.
April 6, 1983 - May 6, 1985
E. F. HUTTON & COMPANY INC
March 1, 1983 - April 23, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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