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Gregory Labadie Feste

CRD# 1094563·Registered 1983 - 2004
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Labadie Feste, who also goes by Greg Feste, was a registered financial advisor. Gregory was a previously registered financial advisor and started their career in finance 1983 - 2004. Gregory had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Feste

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FESTECAPITAL ADVISORS, LTD.·CRD# 122121
RIA
Austin, TX
September 9, 2002 - December 31, 2004
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
October 1, 1997 - September 4, 1998
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
Fort Wayne, IN
November 7, 1996 - October 1, 1997
RICE FINANCIAL PRODUCTS COMPANY·CRD# 21606
BD
March 2, 1994 - November 1, 1994
MALACHI FINANCIAL SERVICES, INC.·CRD# 111398
RIA
Austin, TX
October 12, 1993 - October 1, 2002
RICE FINANCIAL PRODUCTS COMPANY·CRD# 21606
BD
Nashville, TN
August 6, 1993 - November 1, 1994
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
April 19, 1991 - July 27, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 8, 1990 - April 19, 1991
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.·CRD# 22540
BD
September 1, 1988 - April 4, 1989
BOETTCHER & COMPANY, INC.·CRD# 101
BD
January 18, 1988 - September 1, 1988
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
May 6, 1986 - February 16, 1988
ROTAN MOSLE INC.·CRD# 727
BD
April 10, 1985 - May 16, 1986
E. F. HUTTON & COMPANY INC·CRD# 235
BD
April 6, 1983 - May 6, 1985
E. F. HUTTON & COMPANY INC·CRD# 235
BD
March 1, 1983 - April 23, 1984

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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