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Mark S. Milana

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CRD#: 1094474
MM

Professional summary

Mark Steven Milana was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Mark is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Mark had worked at 10 firms, which includes CASTLE SECURITIES CORP., A.J. MICHAELS & CO. LTD., ISLAND SECURITIES INC., FIRST INDEPENDENCE GROUP INC., F.M. STEVENS SECURITIES CORP., GREELEY SECURITIES INC., MACPEG ROSS O'CONNELL & GOLDABER INC., KUREEN & COOPER INC., SHELTER ROCK SECURITIES CORP., CREATIVE SECURITIES CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 12, 1994 - May 6, 1996

CASTLE SECURITIES CORP.

BD
CRD#: 16077
FREEPORT, NY
Past

May 11, 1992 - November 27, 1992

A.J. MICHAELS & CO., LTD.

BD
CRD#: 19883
HAUPPAUGE, NY
Past

March 12, 1992 - April 27, 1992

ISLAND SECURITIES, INC.

BD
CRD#: 6810
Past

June 30, 1989 - December 22, 1993

FIRST INDEPENDENCE GROUP INC.

BD
CRD#: 17407
Past

February 8, 1989 - July 3, 1989

F.M. STEVENS SECURITIES CORP.

BD
CRD#: 13204
Past

December 4, 1987 - January 14, 1989

GREELEY SECURITIES, INC.

BD
CRD#: 7738
NEW YORK, NY
Past

May 7, 1986 - May 29, 1986

MACPEG, ROSS, O'CONNELL & GOLDABER, INC.

BD
CRD#: 8297
LEVITTOWN, NY
Past

October 16, 1985 - May 19, 1986

KUREEN & COOPER, INC.

BD
CRD#: 2488
Past

July 30, 1985 - November 1, 1985

SHELTER ROCK SECURITIES CORP.

BD
CRD#: 11043
Past

February 22, 1983 - July 16, 1985

CREATIVE SECURITIES CORP.

BD
CRD#: 3509

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/19/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 8/11/1994
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/15/1983
General Securities Representative Examination

Current Firm

CS
CASTLE SECURITIES CORP.
CASTLE SECURITIES CORP.

CRD#: 16077 / SEC#: , 8-34049

BD
Terminated by SEC on 12/30/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 12/05/1984
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CASTLE HOLDING CORP.SHAREHOLDER
LIEBESKIND, CHRISTINEVICE PRESIDENT, SROP,CROP2845489
NEWSOME, SHAKESPEARECOMPLIANCE OFFICER1777098
STUDER, MICHAEL THOMASPRESIDENT, SECRETARY, TREASURER707394

Disclosures

Regulatory Event13
Civil Event1
Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CASTLE SECURITIES CORP.

CRD#: 16077

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