Mark W. Carson
Professional summary
Mark Wayne Carson is a registered financial advisor currently at RIVERSIDE INVESTMENT MANAGEMENT, INC. located in Atlanta, Georgia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Wayne Carson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2003 - Present
RIVERSIDE INVESTMENT MANAGEMENT, INC.
January 28, 1995 - July 24, 2000
UBS FINANCIAL SERVICES INC.
June 9, 1992 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
April 18, 1988 - June 16, 1992
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1988 - May 5, 1988
LEHMAN BROTHERS INC.
May 3, 1983 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2003)
Exams
Current Firm
RIVERSIDE INVESTMENT MANAGEMENT, INC.
CRD#: 126488 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 58,697,058 |
Red Flags
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