Frank R. Urban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Robert Urban was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1994. Frank had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2010 - December 31, 2024
THE URBAN ADVISORY GROUP LLC
June 18, 2007 - September 12, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 15, 2006 - March 26, 2007
FIRST FOUNDERS SECURITIES, INC.
March 21, 1996 - January 1, 1997
UNITED SECURITIES ALLIANCE, INC.
January 30, 1995 - December 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
January 14, 1994 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE URBAN ADVISORY GROUP LLC
CRD#: 152764 / SEC#:
Contact information
Red Flags
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