Lucinda C. Showalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucinda Christine Davis Showalter was a registered financial professional .
Lucinda is a previously registered financial professional and started their career in finance in 1982. Lucinda had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2005 - December 16, 2021
CSA WEALTH MANAGEMENT, LLC
August 14, 2000 - July 23, 2004
UBS FINANCIAL SERVICES INC.
August 12, 2000 - July 23, 2004
UBS FINANCIAL SERVICES INC.
April 13, 1982 - August 14, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
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Exams
Current Firm
CSA WEALTH MANAGEMENT, LLC
CRD#: 131381 / SEC#: 801-63096
Contact information
Red Flags
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