Grady N. Downs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grady N Downs was a registered financial professional .
Grady is a previously registered financial professional and started their career in finance in 1983. Grady had worked at 2 firms and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1985 - May 28, 1985
KEENAN & CLAREY, INC.
June 27, 1983 - February 10, 1998
COMMONWEALTH CHURCH FINANCE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 12/2/1972
Non-Member General Securities ExaminationCurrent Firm
KEENAN & CLAREY, INC.
CRD#: 482 / SEC#: , 8-1870
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
