Constance L. Mullins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Constance Lee Mullins, who also goes by Constance Lee Bauer, Constance Lee Matzke, was a registered financial professional .
Constance is a previously registered financial professional and started their career in finance in 2003. Constance had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2012 - May 28, 2015
PENNANT MANAGEMENT INC
July 8, 2003 - December 31, 2004
PENNANT MANAGEMENT INC
State Registrations and Notice Filings
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Current Firm
PENNANT MANAGEMENT INC
CRD#: 106974 / SEC#: 801-49007
Contact information
Red Flags
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