Ronald L. Solomon
Professional summary
Ronald Lawrence Solomon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Ronald had worked at 4 firms, which includes HOWE SOLOMON & HALL INC., FIRSTMARK SECURITIES INC., GABRIELE HUEGLIN & CASHMAN INC., SENTRY SECURITES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 1985 - February 22, 2000
HOWE, SOLOMON & HALL, INC.
March 23, 1985 - December 6, 1985
FIRSTMARK SECURITIES, INC.
June 26, 1984 - February 12, 1985
GABRIELE, HUEGLIN & CASHMAN INC.
February 28, 1983 - March 19, 1984
SENTRY SECURITES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
HOWE, SOLOMON & HALL, INC.
CRD#: 13386 / SEC#: , 8-29484
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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