Kimberly K. Wines

BUTTONWOOD WEALTH

Winchester, VA 22601

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CRD#: 1093884

Professional summary

Kimberly Kerns Wines, who also goes by Kimberly Colette Kerns, Kimberly Kerns Nowell, is a registered financial advisor currently at BUTTONWOOD WEALTH located in Winchester, Virginia and LPL FINANCIAL LLC located in Winchester, Virginia.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kimberly has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly Colette Kerns | Kimberly Kerns Nowell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/14/2020 - BUTTONWOOD WEALTH, LLC - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/2020. 2. 6/3/2020 - Buttonwood Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 1/2020 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Buttonwood Wealth, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Kerns Wines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2020 - Present

BUTTONWOOD WEALTH

Office #1: 27 West Boscawen Street, Winchester, VA 22601

RIA

CRD#: 305896

Winchester, VA

Current

May 20, 2020 - Present

LPL FINANCIAL LLC

Office #1: 27 West Boscawen Street, Winchester, VA 22601

RIA

CRD#: 6413

Winchester, VA

Past

November 30, 2017 - February 26, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Winchester, VA

Past

November 30, 2017 - February 26, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Winchester, VA

Past

November 13, 2014 - December 1, 2017

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

WINCHESTER, VA

Past

November 13, 2014 - December 1, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

WINCHESTER, VA

Past

February 15, 2011 - July 24, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WINCHESTER, VA

Past

February 15, 2011 - July 24, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WINCHESTER, VA

Past

February 15, 2001 - April 16, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

FRONT ROYAL, VA

Past

March 23, 1998 - April 16, 2010

LPL FINANCIAL LLC

CRD#: 6413

FRONT ROYAL, VA

Past

March 5, 1998 - April 17, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD WEALTH

BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA

Registered Investment Advisory firm - (11/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(5/20/2020)

IAR

Virginia
(5/27/2020)

West Virginia
(5/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUTTONWOOD WEALTH

BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA

Registered Investment Advisory firm - (11/21/2019 Approved)

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Contact information

Main Address

27 West Boscawen Street, Winchester, VA 22601

Mailing Address

Phone number

(540) 662-5233

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	836
AUM (Assets Under Management)	$ 306,948,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Kimberly K. Wines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Kerns Wines's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

BUTTONWOOD WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/2000

Series 63

Date: 10/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/2/1998

FINRA

Current Firm

BUTTONWOOD WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUTTONWOOD WEALTH

TRUST BUT VERIFY

Contact information

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