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KW

Kimberly K. Wines

BUTTONWOOD WEALTH
WINCHESTER, VA 22601
Some features on this profile are disabled
CRD#: 1093884
KW
Kimberly Kerns WinesBUTTONWOOD WEALTH

Professional summary

Kimberly Kerns Wines, who also goes by Kimberly Colette Kerns, Kimberly Kerns Nowell, is a registered financial advisor currently at BUTTONWOOD WEALTH located in Winchester, Virginia and LPL FINANCIAL LLC located in Winchester, Virginia.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kimberly has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Kimberly Colette Kerns | Kimberly Kerns Nowell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/14/2020 - BUTTONWOOD WEALTH, LLC - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/2020. 2. 6/3/2020 - Buttonwood Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 1/2020 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Buttonwood Wealth, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Kerns Wines's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2020 - Present

BUTTONWOOD WEALTH

Office #1: 27 West Boscawen Street, Winchester, VA 22601
RIA
CRD#: 305896
WINCHESTER, VA
Current

May 20, 2020 - Present

LPL FINANCIAL LLC

Office #1: 27 West Boscawen Street, Winchester, VA 22601
RIA
BD
CRD#: 6413
WINCHESTER, VA
Past

November 30, 2017 - February 26, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Winchester, VA
Past

November 30, 2017 - February 26, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Winchester, VA
Past

November 13, 2014 - December 1, 2017

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
WINCHESTER, VA
Past

November 13, 2014 - December 1, 2017

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
WINCHESTER, VA
Past

February 15, 2011 - July 24, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WINCHESTER, VA
Past

February 15, 2011 - July 24, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WINCHESTER, VA
Past

February 15, 2001 - April 16, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
FRONT ROYAL, VA
Past

March 23, 1998 - April 16, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
FRONT ROYAL, VA
Past

March 5, 1998 - April 17, 1998

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUTTONWOOD WEALTH
BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA
Registered Investment Advisory firm - (11/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(5/20/2020)
IAR
Virginia
(5/27/2020)
RR
West Virginia
(5/26/2020)

Exams

What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 2/29/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 3/2/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BW
BUTTONWOOD WEALTH
BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA
Registered Investment Advisory firm - (11/21/2019 Approved)
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Contact information

Main Address
27 West Boscawen Street, Winchester, VA 22601
Mailing Address
Phone number
(540) 662-5233
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE (2/11/2026)

Regulatory assets under management

Total Number of Accounts1,062
AUM (Assets Under Management)$ 425,329,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUTTONWOOD WEALTH

CRD#: 305896Winchester, VA 22601

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