John Perez
Professional summary
John Perez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, John had worked at 7 firms, which includes IFMG SECURITIES INC., CAMBRIDGE INVESTMENT RESEARCH INC., SECURITIES AMERICA INC., INDEPENDENT FINANCIAL SECURITIES INC., DETWILER FENTON WEALTH MANAGEMENT INC, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1998 - December 4, 2000
IFMG SECURITIES, INC.
March 21, 1998 - July 7, 1998
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 25, 1996 - December 31, 1997
SECURITIES AMERICA, INC.
January 9, 1995 - August 5, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
January 26, 1989 - August 2, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
March 10, 1983 - February 1, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 10, 1983 - February 1, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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