SK
Sandralin J. Kiss
FINANCIAL NORTHEASTERN SECURITIES
Fairfield, NJ 07004
Some features on this profile are disabled
CRD#: 1093671
SK
Professional summary
Sandralin Josephine Kiss is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Sandralin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Sandralin has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sandralin Josephine Kiss's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sandralin Josephine Kiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2006 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004Office #3: 100 Passaic Ave. One Greenbrood Corp., Fairfield, NJ 07006RIA
BD
CRD#: 17007
Fairfield, NJ
Current
July 24, 2000 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue, Fairfield, NJ 07004RIA
BD
CRD#: 17007
Fairfield, NJ
Past
June 5, 2000 - June 15, 2000
ICAP FINANCIAL, INC.
BD
CRD#: 29855
GREAT FALLS, VA
Past
November 10, 1987 - May 31, 2000
FINANCIAL NORTHEASTERN SECURITIES, INC.
BD
CRD#: 17007
FAIRFIELD, NJ
Past
December 2, 1986 - November 3, 1987
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Past
November 15, 1984 - January 21, 1986
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Past
October 10, 1984 - November 26, 1984
BARRON, MARSHALL & KAMEN CO., INC.
BD
CRD#: 2390
Past
January 30, 1984 - September 28, 1984
MONVEST SECURITIES, INC.
BD
CRD#: 14013
Past
March 22, 1983 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
BD
CRD#: 5359
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2000)
RR
Alaska(7/28/2000)
RR
Arizona(8/1/2000)
RR
Arkansas(7/28/2000)
RR
California(7/28/2000)
RR
Colorado(7/28/2000)
RR
Connecticut(7/28/2000)
RR
Delaware(7/28/2000)
RR
District of Columbia(7/28/2000)
RR
Florida(8/2/2000)
IAR
Florida(10/3/2025)
RR
Georgia(7/28/2000)
RR
Hawaii(7/28/2000)
RR
Idaho(7/28/2000)
RR
Illinois(7/28/2000)
RR
Indiana(7/28/2000)
RR
Iowa(7/31/2000)
RR
Kansas(7/28/2000)
RR
Kentucky(7/28/2000)
RR
Louisiana(7/28/2000)
RR
Maine(7/28/2000)
RR
Maryland(7/28/2000)
RR
Massachusetts(7/28/2000)
RR
Michigan(7/28/2000)
RR
Minnesota(8/1/2000)
RR
Mississippi(7/28/2000)
RR
Missouri(7/28/2000)
RR
Montana(8/3/2000)
RR
Nebraska(7/28/2000)
RR
Nevada(7/28/2000)
RR
New Hampshire(7/28/2000)
RR
New Jersey(7/28/2000)
IAR
New Jersey(1/17/2007)
RR
New Mexico(8/4/2000)
RR
New York(7/28/2000)
RR
North Carolina(7/28/2000)
RR
North Dakota(7/31/2000)
RR
Ohio(7/28/2000)
RR
Oklahoma(7/28/2000)
RR
Oregon(7/28/2000)
RR
Pennsylvania(7/28/2000)
RR
Puerto Rico(7/28/2000)
RR
Rhode Island(7/31/2000)
RR
South Carolina(8/2/2000)
RR
South Dakota(7/28/2000)
RR
Tennessee(4/20/2012)
RR
Texas(7/28/2000)
RR
Utah(7/28/2000)
RR
Vermont(7/31/2000)
RR
Virgin Islands(7/9/2013)
RR
Virginia(7/28/2000)
RR
Washington(7/28/2000)
RR
West Virginia(7/28/2000)
RR
Wisconsin(7/28/2000)
RR
Wyoming(7/28/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/15/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FN
FINANCIAL NORTHEASTERN SECURITIES, INC.
FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION
CRD#: 17007 / SEC#: , 8-34883
California
Registered Investment Advisory firm - SEC (8/11/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (2/28/2002 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/23/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004
Mailing Address
100 Passaic Avenue 100, Fairfield, NJ 07004
Phone number
(973) 882-9337
Established
New Jersey since 02/14/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
42
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
