James T. Staples
OPUS FINANCIAL ADVISORS
STATESVILLE, NC 28677
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CRD#: 1093646
Professional summary
James Terry Staples, CFP® is a registered financial advisor currently at OPUS FINANCIAL ADVISORS, INC. located in Statesville, North Carolina and OSAIC WEALTH, INC. located in Statesville, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. James has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 4, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHILDREN'S HOMES OF IREDELL COUNTY POSITION: Board member NATURE: non profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 134 East Water St., Statesville NC 28677 DESCRIPTION: board member 2) JAMES T STAPLES POSITION: owner NATURE: Rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1979; ADDRESS: 126 East Water St, Statesville NC 28677; DESCRIPTION: Oversee personal rental properties. 3) IREDELL STATESVILLE SCHOOLS BIBLE ASSOC. POSITION: Board Member^President - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: P.O. Box 583 Statesville, NC 28687, Statesville NC 28687, United States DESCRIPTION: Raise funds for teaching of the Bible as a history elective in iredell County high schools 4) JAMES T STAPLES - INSURANCE POSITION: agent NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1983 ADDRESS: 126 E WATER ST, STATESVILLE NC 28677-5228, United States DESCRIPTION: Insurances sales 5) OPUS FINANCIAL ADVISORS, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1983 ADDRESS: 126 E WATER ST, STATESVILLE NC 28677-5228, United States DESCRIPTION: Investment advisory services, money management and financial planning 6) OPUS FINANCIAL ADVISORS, INC - TAX PREPARATION POSITION: Other - President NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1983 ADDRESS: 126 E WATER ST, STATESVILLE NC 28677-5228, United States DESCRIPTION: As an employee of Opus Financial Adsvisors, Inc. limited income tax planning and preparation is done. 7) NIRAE PROPERTIES, LLP POSITION: Partner - NATURE: Partnership - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1987 ADDRESS: P.O. Box 312, 126 East Water St., Statesville NC 28687, United States DESCRIPTION: Manage family real estate and investment partnership 8) IREDELL PROPERTIES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1979 ADDRESS: P.O. Box 312, 126 East Water St., STATESVILLE NC 28677, United States DESCRIPTION: Real estate brokerage, property management and investment
CRS (Client Relationship Summary) - RIA
Click below to view James Terry Staples's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
December 31, 2001 - Present
OPUS FINANCIAL ADVISORS, INC.
Office #1: 126 East Water St, Statesville, NC 28677RIA
CRD#: 118742
STATESVILLE, NC
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 126 E. Water Street, Statesville, NC 28677RIA
BD
CRD#: 23131
Statesville, NC
Past
May 13, 1983 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
STATESVILLE, NC
Past
February 4, 1983 - March 18, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(11/3/2023)
RR
Florida(11/3/2023)
RR
Missouri(11/3/2023)
RR
New Jersey(11/3/2023)
IAR
North Carolina(12/31/2001)
RR
North Carolina(11/3/2023)
RR
Ohio(11/3/2023)
RR
South Carolina(11/3/2023)
RR
Washington(11/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OF
OPUS FINANCIAL ADVISORS, INC.
JTS FINANCIAL ASSOCIATES, INC. | OPUS FINANCIAL ADVISORS, INC. | OPUS FINANCIAL ADVISORS
CRD#: 118742 / SEC#:
North Carolina
Registered Investment Advisory firm - (12/31/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
126 E. Water Street, Statesville, NC 28677-5228
Mailing Address
P.o. Box 312, Statesville, NC 28687-0312
Phone number
(704) 872-7671
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 61,700,000 |
Red Flags
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