Cindy Edgin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cindy Edgin was a registered financial professional .
Cindy is a previously registered financial professional and started their career in finance in 1984. Cindy had worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1999 - November 14, 2014
LEONARD SECURITIES, INC
April 15, 1992 - April 30, 1998
T.J. THOMPSON & ASSOCIATES, INC.
January 29, 1991 - April 20, 1992
MORGAN STANLEY DW INC.
February 2, 1990 - August 28, 1990
BOUCHER, OEHMKE & COMPANY
September 4, 1984 - January 24, 1990
ANDERSON, BRYANT & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEONARD SECURITIES, INC
CRD#: 43176 / SEC#: , 8-50167
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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