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JK

Jeanne M. Kane

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CRD#: 1093011
JK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeanne Marie Kane, who also goes by Jeanne Zaykowski, Mrs Zaykowski, was a registered financial professional .

Jeanne is a previously registered financial professional and started their career in finance in 1983. Jeanne had worked at 5 firms and has passed the Series 63, Series 5, Series 7, Series 8 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeanne Zaykowski | Mrs Zaykowski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 20, 2013 - June 12, 2014

EAST SHORE PARTNERS, INC.

BD
CRD#: 28999
HAUPPAUGE, NY
Past

August 16, 2010 - January 11, 2013

MCS CAPITAL MARKETS LLC

BD
CRD#: 151337
NEW YORK, NY
Past

September 29, 1989 - May 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 25, 1987 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

February 25, 1983 - May 18, 1984

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/10/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 5
Date: 7/18/1983
Interest Rate Options Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/31/1996
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam

Current Firm


ES
EAST SHORE PARTNERS, INC.
EAST SHORE PARTNERS, INC.

CRD#: 28999 / SEC#: , 8-44039

BD
Terminated by SEC on 08/11/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 02/08/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GARRECHT, HAROLD JOSEPHDIRECTOR, PRESIDENT, ASST.SECRETARY, GEN.SEC.PRIN.716145
GERDES, ANTON JOSEPH JRCHIEF COMPLIANCE OFFICER, DIRECTOR,EXEC.VICE PRESIDENT,SECRETARY,GEN.SEC.PRIN.1010083
RAO, ANTHONY MICHAELVICE PRESIDENT3266870
ABBRUZZESE, EMILY COPELANDFINOP4606343

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EAST SHORE PARTNERS, INC.

CRD#: 28999

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