JH
John J. Hanlon
VESTGEN INVESTMENT MANAGEMENT
EGG HARBOR TWP, NJ 08234
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CRD#: 1092690
JH
Professional summary
John Joseph Hanlon IV, CFP®, who also goes by John J Hanlon IV, John Joseph Hanlon, Sean Hanlon, Sean J Hanlon, is a registered financial advisor currently at VESTGEN INVESTMENT MANAGEMENT located in Egg Harbor Twp, New Jersey and VESTGEN ADVISORS, LLC located in Egg Harbor Twp., New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John J Hanlon Iv | John Joseph Hanlon | Sean Hanlon | Sean J Hanlon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hanlon Mutual Funds. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Portfolio Manager to Mutual Funds. Portfolio Mgr - Manage staff and participate in investment decisions for account funds. 5 hrs/mo; 5 during trading hrs. Investment related. 2) VestGen Advisor, LLC. 1605 West Colonial Parkway, Inverness IL 60067. RIA. 20 hrs/mo; 20 during trading hrs. 3) VestGen Investment Management, LLC. 1605 West Colonial Parkway, Inverness IL 60067. 20 hrs/mo; 20 during trading hrs. 4) JESC Holdings. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Property Rental Management Co. Managing Partner. 5 hrs/mo; 1 during trading hrs. Not investment related. 5) Serenity Properties Management, L.P. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Condo Development Project where General Contractor oversees 100% of the construction. Investor overseeing project and activities. 6 hrs/mo; 0 during trading hrs. Not investment related. 6) Stevens Institute of Technology. 1 Castle Point Terrace, Hoboken, NJ 07030. Private University in Hoboken, NJ. Chairman of the Advisory Board to the Financial Systems Center. 8 hrs/mo; 1 during trading hrs. Investment related. 7) The Sean and Cathy Hanlon Foundation, Inc. 3393 Bargaintown Road, Egg Harbor Twp., N.J. 08234. Charitable Foundation. Trustee over family charitable foundation. 1 hr/mo; 0 during trading hrs. Investment related. 8) VestGen Wealth Partners Holdings, LLC. 213 W Union Ave., Wheaton IL 60187. Financial Services Holding Company. Limited Partner, Principal and Founding Member. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Hanlon IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 21, 2003 - Present
VESTGEN INVESTMENT MANAGEMENT
Office #1: 3393 Bargaintown Road, Egg Harbor Twp, NJ 08234RIA
CRD#: 118851
EGG HARBOR TWP, NJ
Current
December 6, 2024 - Present
VESTGEN ADVISORS, LLC
Office #1: 3393 Bargaintown Road, Egg Harbor Twp., NJ 08234RIA
CRD#: 318657
Egg Harbor Twp., NJ
Current
January 2, 2025 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3393 Bargaintown Rd, Egg Harbor Township, NJ 08234RIA
BD
CRD#: 120222
Egg Harbor Township, NJ
Past
September 6, 2022 - November 23, 2024
VESTBRIDGE ADVISORS, INC
RIA
CRD#: 318978
EGG HARBOR TOWNSHIP, NJ
Past
May 5, 2003 - December 31, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
EGG HARBOR TWP., NJ
Past
March 25, 2003 - May 6, 2003
SENTRA SECURITIES CORPORATION
RIA
CRD#: 10249
NORTHFIELD, NJ
Past
March 18, 2003 - May 6, 2003
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
July 19, 2002 - March 14, 2003
SENTRA SECURITIES CORPORATION
RIA
CRD#: 10249
NORTHFIELD, NJ
Past
October 20, 1994 - March 14, 2003
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
July 13, 1994 - November 1, 1994
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
March 16, 1992 - October 16, 1992
BARRON CHASE SECURITIES, INC.
BD
CRD#: 18969
BOCA RATON, FL
Past
December 9, 1985 - April 2, 1992
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 19, 1983 - December 18, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
RR
Florida(1/2/2025)
IAR
Florida(3/27/2025)
IAR
New Jersey(3/21/2003)
RR
New Jersey(1/2/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/2/2025)
IAR
Pennsylvania(1/15/2021)
RR
Pennsylvania(1/2/2025)
RR
South Carolina(1/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 3/2/1983
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTGEN ADVISORS, LLC
CRD#: 318657Egg Harbor Twp, NJ 08234TRUST BUT VERIFY
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