Ansel M. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ansel Muir Hall was a registered financial professional .
Ansel is a previously registered financial professional and started their career in finance in 1983. Ansel had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2017 - January 26, 2018
BTIG, LLC
April 6, 2001 - August 27, 2008
CITIZENS JMP SECURITIES, LLC
May 13, 2000 - April 11, 2001
NEXBRIDGE CAPITAL MARKETS LLC
October 1, 1997 - April 18, 2000
BANC OF AMERICA SECURITIES LLC
November 15, 1996 - October 1, 1997
MONTGOMERY SECURITIES
March 9, 1984 - May 17, 1985
BECKER PARIBAS INCORPORATED
January 20, 1983 - February 7, 1984
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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