Ronald W. Borio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald William Borio, who also goes by Ron Borio, Ronald W Borio, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1984. Ronald had worked at 28 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2017 - June 16, 2017
STANDARD INVESTMENT CHARTERED INCORPORATED
January 20, 2017 - May 26, 2017
GCMI SECURITIES CORP.
January 20, 2017 - August 21, 2017
TKG FINANCIAL, LLC
April 1, 2016 - July 19, 2019
INVESTMENT VISA CONSULTANTS, LLC
October 27, 2015 - August 24, 2017
FINANCIAL SENSE SECURITIES, INC.
April 28, 2015 - February 9, 2016
VIANT CAPITAL LLC
March 28, 2014 - September 17, 2014
ACCELERATED CAPITAL GROUP
April 8, 2013 - February 1, 2016
STRATFORD PARTNERS
April 18, 2012 - July 31, 2017
MONTMINY SECURITIES, LLC
July 22, 2010 - March 31, 2015
CABRILLO BROKER, L.L.C
June 15, 2010 - August 13, 2012
COLLEGE ROCKET
April 30, 2010 - June 30, 2011
TRITON PACIFIC CAPITAL, LLC
June 2, 2009 - July 21, 2010
SALT CREEK SECURITIES, LLC
November 4, 2008 - June 13, 2022
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
April 16, 2008 - September 29, 2009
BOURNEBRIDGE SECURITIES LLC
August 1, 2007 - June 7, 2011
MARKEL NEWTON
October 11, 2006 - September 16, 2021
TREASURY BROKERAGE
August 1, 2006 - December 31, 2010
NWT FINANCIAL GROUP, LLC
March 29, 2006 - October 31, 2008
INDIEVEST SECURITIES, INC.
August 23, 2005 - July 20, 2006
ZECCO TRADING, INC.
July 7, 2004 - October 4, 2006
GIRARD SECURITIES, INC.
April 5, 2001 - September 4, 2001
P & L SECURITIES, INC.
August 3, 2000 - February 27, 2004
PRECISION SECURITIES, LLC
June 18, 1999 - August 16, 1999
PACIFIC AMERICAN SECURITIES, LLC
June 16, 1995 - October 23, 2000
CITCO SECURITIES, LLC
March 12, 1991 - March 5, 2000
ZA ASSOCIATES, INC.
April 10, 1990 - October 31, 1990
FIRST AFFILIATED SECURITIES
November 21, 1984 - May 12, 1988
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STANDARD INVESTMENT CHARTERED INCORPORATED
CRD#: 23505 / SEC#: , 8-40468
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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