Martin Tamaroff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Tamaroff was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1983. Martin had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2015 - November 22, 2017
BB&T SECURITIES, LLC
December 4, 2015 - November 22, 2017
BB&T SECURITIES, LLC
July 1, 2003 - September 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 18, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 13, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 11, 1996 - October 20, 2000
ADVEST, INC.
January 31, 1990 - April 1, 1996
HERZOG, HEINE, GEDULD, LLC
August 10, 1984 - January 24, 1990
LEHMAN BROTHERS INC.
July 19, 1983 - August 21, 1984
THOMSON MCKINNON SECURITIES INC.
March 23, 1983 - October 13, 1983
HALPERT AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
