Thomas W. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wilson Ingram SR, who also goes by Thomas W Ingram Sr, Thomas Wilson Ingram, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2006 - October 30, 2006
VANGUARD ADVISERS, INC.
October 2, 1998 - December 2, 2015
VANGUARD MARKETING CORPORATION
February 27, 1996 - May 5, 1997
OSAIC WEALTH, INC.
February 15, 1995 - December 31, 1995
CADARET, GRANT & CO., INC.
June 28, 1993 - February 16, 1995
MARINER FINANCIAL SERVICES, INC.
March 11, 1993 - May 21, 1993
FIDELITY BROKERAGE SERVICES LLC
November 30, 1990 - March 5, 1993
ROBERT THOMAS SECURITIES, INC
November 19, 1989 - November 30, 1990
OSAIC WEALTH, INC.
October 20, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 8, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 8, 1983 - June 3, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
February 8, 1983 - June 22, 1988
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
