Alexander S. Joseph
Professional summary
Alexander Sotir Joseph JR is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1997. Alexander has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Sotir Joseph JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2003 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214August 18, 1997 - June 13, 2003
LEIGH BALDWIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2021)
(2/26/2016)
(4/29/2004)
(4/14/2008)
(2/5/2020)
(10/18/2023)
(12/22/2020)
(5/24/2010)
(7/2/2003)
(3/3/2004)
(7/1/2010)
(7/31/2023)
(4/4/2018)
(5/18/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Company Information
HAZARD & SIEGEL, INC.
CRD#: 2048Dewitt, NY 13214TRUST BUT VERIFY
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