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JL

John Edward Laprade

CRD# 1092218·Registered 1983 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Edward Laprade, who also goes by John E Laprade, John Edward Larrade, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1983 - 2013. John had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John E Laprade, John Edward Larrade

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

DAVINCI CAPITAL MANAGEMENT, INC.·CRD# 46897
BD
Cambridge, MA
September 9, 2011 - October 15, 2013
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Enfield, CT
October 15, 2001 - September 30, 2009
MML DISTRIBUTORS, LLC·CRD# 38030
BD
Enfield, CT
October 13, 2000 - July 10, 2007
CITISTREET EQUITIES LLC·CRD# 7447
BD
Somerset, NJ
October 23, 1997 - May 12, 2000
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
June 6, 1997 - October 28, 1997
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 3, 1983 - June 19, 1997

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Current Firm

DC
DAVINCI CAPITAL MANAGEMENT, INC.

DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580
RIA
Registered Investment Advisory firm - SEC (1/30/2009 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (11/21/2017 Terminated)
Maine
Registered Investment Advisory firm - SEC (11/12/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/8/2008 Approved)
New Hampshire
Registered Investment Advisory firm - SEC (6/10/2009 Approved)
New Jersey
Registered Investment Advisory firm - SEC (12/17/2024 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/21/2017 Terminated)
Texas
Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

801 Cambridge St., Cambridge, MA 02141

Mailing Address

801 Cambridge St., Cambridge, MA 02141

Phone Number

(617) 354-3222

Established

Delaware since 12/15/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

4

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
AIRGEAD, LLCHOLDING COMPANY—
MCGOWAN, ROBERT FRANCISAML SUPERVISOR1733686
MCSWEENEY, JAMES JOSEPHPRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.1620191
SEMPRUCCI, GREGG PATRICKMUNI PRINCIPAL/CCO1854392
SERRA, CARL ANTHONY IIIFINOP3179039

Regulatory Assets Under Management

Total Number of Accounts

102

AUM (Assets Under Management)

$60,295,000

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1983About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2004About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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