David A. Colton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Colton was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 3 firms and has passed the Series 63, Series 6, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1991 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
September 23, 1988 - June 11, 1993
COLTON FINANCIAL, INC.
February 1, 1983 - September 29, 1987
TRANSAMERICA CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROBERT SCOTT SECURITIES, INC.
CRD#: 28180 / SEC#: , 8-43711
Contact information
Documents
Red Flags
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