Dennis M. Purgatorio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Purgatorio was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1999. Dennis had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - August 8, 2014
FINANCIAL TELESIS INC
March 5, 2013 - August 8, 2014
FINANCIAL TELESIS INC
October 18, 2012 - December 31, 2019
COMPREHENSIVE RETIREMENT PLAN CONSULTANTS, LLC
November 16, 2010 - April 5, 2011
LAWING FINANCIAL INC
October 25, 2010 - April 27, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 1, 2006 - November 4, 2008
CAPITAL SECURITIES INVESTMENT CORPORATION
November 17, 1999 - November 4, 2008
CAPITAL SECURITIES INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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