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Michael Phillip Haubrich

Michael P. Haubrich

FINANCIAL SERVICE GROUP
RACINE, WI 53406
Some features on this profile are disabled
CRD#: 1092140
Michael Phillip Haubrich

Professional summary

Michael Phillip Haubrich, CFP® is a registered financial advisor currently at FINANCIAL SERVICE GROUP INC located in Racine, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 6, Series 28 and Series 24 exams.

Core Areas of Focus

Charitable Giving
Estate & Generational Planning Issues
Financial Psychology/Coaching
Real Estate Investments
Retirement Plan Investment Advice
Special Needs Planning

Biography

Check out our web site at www.ToYourWealth.com

Question & Answer

What are your service offerings?
Retirement Planning
Estate Planning
Education Planning
Elder Care
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillip Haubrich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1986

Experience

Current

December 15, 1997 - Present

FINANCIAL SERVICE GROUP INC

Office #1: 4812 Northwestern Ave, Racine, WI 53406
RIA
CRD#: 107893
RACINE, WI
Past

March 6, 1996 - March 1, 2004

WHITE OAK SECURITIES, INC.

BD
CRD#: 39807
RACINE, WI
Past

November 2, 1992 - March 8, 1996

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

March 21, 1985 - October 28, 1992

COORDINATED CAPITAL SECURITIES, INC.

BD
CRD#: 14762
FORT ATKINSON, WI
Past

February 22, 1983 - March 26, 1985

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL SERVICE GROUP INC
FINANCIAL SERVICE GROUP INC
FINANCIAL SERVICE GROUP INC

CRD#: 107893 / SEC#: 801-41991

RIA
Registered Investment Advisory firm - (8/3/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(9/21/2021)
IAR
Wisconsin
(12/15/1997)

Exams

State Security Law Exam
RR
Series 63
Date: 2/22/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 3/8/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/15/1983
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/24/1995
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/5/1992
General Securities Principal Examination

Current Firm

FINANCIAL SERVICE GROUP INC
FINANCIAL SERVICE GROUP INC
FINANCIAL SERVICE GROUP INC

CRD#: 107893 / SEC#: 801-41991

RIA
Registered Investment Advisory firm - (8/3/1992 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4812 Northwestern Avenue, Mount Pleasant, WI 53406
Mailing Address
Phone number
(262) 554-4500
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 ADV PART 2 (1/23/2026)

Regulatory assets under management

Total Number of Accounts645
AUM (Assets Under Management)$ 214,995,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL SERVICE GROUP INC

FINANCIAL SERVICE GROUP INC

CRD#: 107893Racine, WI 53406

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