Michael P. Haubrich

FINANCIAL SERVICE GROUP

RACINE, WI 53406

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CRD#: 1092140

Professional summary

Michael Phillip Haubrich, CFP® is a registered financial advisor currently at FINANCIAL SERVICE GROUP INC located in Racine, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 6, Series 28 and Series 24 exams.

Biography

Check out our web site at www.ToYourWealth.com

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Education Planning

Elder Care

Investment Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Charitable Giving

Estate & Generational Planning...

Financial Psychology/Coaching

Real Estate Investments

Retirement Plan Investment Adv...

Special Needs Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillip Haubrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

December 15, 1997 - Present

FINANCIAL SERVICE GROUP INC

Office #1: 4812 Northwestern Ave, Racine, WI 53406

RIA

CRD#: 107893

RACINE, WI

Past

March 6, 1996 - March 1, 2004

WHITE OAK SECURITIES, INC.

CRD#: 39807

RACINE, WI

Past

November 2, 1992 - March 8, 1996

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 21, 1985 - October 28, 1992

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

FORT ATKINSON, WI

Past

February 22, 1983 - March 26, 1985

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SERVICE GROUP INC

CRD#: 107893 / SEC#: 801-41991

RIA

Registered Investment Advisory firm - (8/3/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/21/2021)

IAR

Wisconsin
(12/15/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/8/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/15/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 28

Date: 11/24/1995

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/1992

General Securities Principal Examination

Current Firm

FINANCIAL SERVICE GROUP INC

CRD#: 107893 / SEC#: 801-41991

RIA

Registered Investment Advisory firm - (8/3/1992 Approved)

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Contact information

Main Address

4812 Northwestern Avenue, Mount Pleasant, WI 53406

Mailing Address

Phone number

(262) 554-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2-REVISED (10/1/2025)

Regulatory assets under management

Total Number of Accounts	909
AUM (Assets Under Management)	$ 324,696,730

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Haubrich

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillip Haubrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITE OAK SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FINANCIAL SERVICE GROUP INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1983

Series 7

Date: 9/17/1983

Series 22

Date: 3/8/1983

Series 6

Date: 2/15/1983

Series 28

Date: 11/24/1995

Series 24

Date: 11/5/1992

Current Firm

FINANCIAL SERVICE GROUP INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SERVICE GROUP INC

TRUST BUT VERIFY

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