Roger V. Coleman

MERIDIAN EQUITY PARTNERS

Rockville Centre, NY 11570

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CRD#: 1092138

Professional summary

Roger Vincent Coleman is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in Rockville Centre, New York.

Roger is registered as a RR (Registered Representative) and started their career in finance in 1983. Roger has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Vincent Coleman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2019 - Present

MERIDIAN EQUITY PARTNERS, INC.

Office #1: 265 Sunrise Highway, Suite 61, Rockville Centre, NY 11570

CRD#: 133849

Rockville Centre, NY

Past

February 24, 2017 - June 3, 2019

JAMES E. COFFEY SECURITIES, INC.

CRD#: 141393

NEW YORK, NY

Past

June 1, 2009 - March 1, 2016

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

September 18, 1998 - February 28, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

GARDEN CITY, NY

Past

July 28, 1989 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

GARDEN CITY, NY

Past

April 16, 1986 - August 15, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 14, 1985 - May 17, 1986

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

March 8, 1983 - October 28, 1985

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/1/2019)

Exams

State Security Law Exam

Series 63

Date: 10/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/22/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849 / SEC#: , 8-66784

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Mailing Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Phone number

(212) 742-8472

Established

New York since 11/26/2004

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACQUAFREDDA, JONATHAN MICHAEL	SECRETARY/DIR	2502343
CORPINA, JONATHAN DOUGLAS	CEO/PRESIDENT/TREAS/DIR	2575529
LYTLE, COLUMB PATRICK	VP/DIR/CFO/COO/CCO/PFO/POO	2810260

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Roger V. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Vincent Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAMES E. COFFEY SECURITIES, INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

MOORE & SCHLEY, CAMERON & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/1983

SIE

Date: 10/1/2018

Series 3

Date: 3/22/1991

Series 7

Date: 2/19/1983

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MERIDIAN EQUITY PARTNERS, INC.

TRUST BUT VERIFY

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