Chris W. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris William Walker was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1983. Chris had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2021 - June 3, 2024
LAFLEUR & GODFREY PRIVATE WEALTH MANAGEMENT
March 4, 2010 - January 18, 2012
FREEDOM ONE INVESTMENT ADVISORS, INC.
November 13, 2006 - June 23, 2021
INVESTMENT COUNSEL INC
December 19, 1983 - March 5, 1985
LEHMAN BROTHERS INC.
February 25, 1983 - January 4, 1984
FIRST OF MICHIGAN CORPORATION
Primary Firm SEC Registration
LAFLEUR & GODFREY PRIVATE WEALTH MANAGEMENT
CRD#: 168831 / SEC#: 801-78536
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAFLEUR & GODFREY PRIVATE WEALTH MANAGEMENT
CRD#: 168831 / SEC#: 801-78536
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 811 |
| AUM (Assets Under Management) | $ 927,418,738 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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