Marianne Billek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marianne Billek, who also goes by Marianne Billekkuta, Marianne Kuta, was a registered financial professional .
Marianne is a previously registered financial professional and started their career in finance in 1983. Marianne had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2001 - December 31, 2001
SAPERSTON ASSET MANAGEMENT, INC.
January 5, 1994 - July 31, 2000
FERRIS, BAKER WATTS, LLC
September 13, 1993 - January 20, 1994
CITIGROUP GLOBAL MARKETS INC.
December 23, 1992 - September 13, 1993
TOWER SQUARE SECURITIES, INC.
February 17, 1988 - December 18, 1990
NYLIFE SECURITIES LLC
February 13, 1985 - July 9, 1987
A. G. EDWARDS & SONS, INC.
November 13, 1984 - February 15, 1985
KUHNS BROTHERS & LAIDLAW, INC.
June 22, 1983 - November 2, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAPERSTON ASSET MANAGEMENT, INC.
CRD#: 44379 / SEC#: 801-55180, 8-50658
Contact information
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
