Peter S. Glinert
Professional summary
Peter Scott Glinert, who also goes by Peter Glinert, is a registered financial professional currently at DAIWA CAPITAL MARKETS AMERICA INC. located in Ocean Ridge, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1983. Peter has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Scott Glinert's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2017 - Present
DAIWA CAPITAL MARKETS AMERICA INC.
Office #2: 501 E Las Olas Blvd #244, Fort Lauderdale, FL 33301September 25, 2009 - August 11, 2017
FHN FINANCIAL SECURITIES CORP.
November 19, 2008 - October 14, 2009
MAXIM GROUP LLC
June 1, 1998 - December 18, 2008
BARCLAYS CAPITAL INC.
September 2, 1997 - June 22, 1998
SBC WARBURG DILLON READ INC.
January 3, 1995 - September 2, 1997
SBC WARBURG, INC.
April 12, 1994 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
October 5, 1992 - March 16, 1994
CHASE SECURITIES, INC.
May 22, 1985 - August 25, 1992
CIBC WORLD MARKETS CORP.
January 28, 1983 - March 8, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2022)
(12/22/2022)
(10/13/2017)
Exams
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DAIWA CAPITAL MARKETS AMERICA INC.
CRD#: 1576 / SEC#: , 8-12242
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC. | SHAREHOLDER | |
| AIZAWA, GAKU | MANAGING DIRECTOR / MEMBER OF THE BOARD OF DIRECTORS | 1763967 |
| GREFE, JOHN HERBERT III | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | 3275699 |
| MACHIDA, KEIJI | PRESIDENT / CEO & CHAIRMAN (BOARD OF DIRECTOR) | 7273228 |
| PARRY, GEORGE L | CFO / TREASURER | 3221390 |
| SAMBONGI, TOHRU | MANAGING DIRECTOR / CO-HEAD OF FIXED INCOME | 7302894 |
| UEJIMA, EIJI | MANAGING DIRECTOR / CO-HEAD OF EQUITY DIVISION | 8039040 |
| YAMAUCHI, MASAHIRO | DEPUTY PRESIDENT / MEMBER OF THE BOARD OF DIRECTORS | 7920876 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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