Arthur Bruce Laurence
Professional Summary
Arthur Bruce Laurence was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1983 - 2010. Arthur had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
ALASKA FINANCIAL ASSOCIATES | WEALTH MANAGEMENT INTERNATIONAL, LTD. | THUROW WEALTH MANAGEMENT, INC. | THE PLANNERS NETWORK, INC. | MOORE FINANCIAL SERVICES | MISSION HILLS FINANCIAL, INC. | LORD WEALTH MANAGEMENT | ANACORTES FINANCIAL ASSOCIATES
Contact Information
Main Address
43418 Business Park Dr., Temecula, CA 92590Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 39 — Direct Participation Programs Principal Examination
Passed Jan 1986About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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