Arthur B. Laurence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Bruce Laurence was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1983. Arthur had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2004 - November 22, 2010
THE PLANNERS NETWORK, INC.
February 15, 2002 - August 15, 2003
THE PLANNERS NETWORK, INC.
October 5, 1999 - October 31, 2014
NATIONAL PLANNING CORPORATION
May 19, 1992 - October 7, 1999
SUNAMERICA SECURITIES, INC.
May 25, 1990 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 6, 1989 - April 24, 1990
RICHARDS INVESTMENTS
August 2, 1989 - September 9, 1989
RICHARDS INVESTMENTS
February 25, 1989 - July 31, 1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
December 2, 1987 - March 15, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 13, 1986 - December 8, 1987
IRONWOOD SECURITIES, INC.
March 1, 1983 - July 19, 1985
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE PLANNERS NETWORK, INC.
CRD#: 108355 / SEC#: 801-60247
Contact information
Red Flags
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