Donald N. Stolper

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CRD#: 1091943

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Newton Stolper was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 1, 2001 - February 19, 2019

CINCINNATI ASSET MANAGEMENT INC

RIA

CRD#: 104946

CINCINNATI, OH

Past

July 25, 1994 - February 19, 1998

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

August 21, 1985 - November 5, 1987

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

October 10, 1984 - October 25, 1985

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

June 30, 1983 - September 28, 1984

BECKER PARIBAS INCORPORATED

CRD#: 7635

Past

January 24, 1983 - June 30, 1983

WARBURG PARIBAS BECKER INCORPORATED

CRD#: 6742

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CINCINNATI ASSET MANAGEMENT INC

CRD#: 104946 / SEC#: 801-34376

RIA

Registered Investment Advisory firm - (5/5/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/27/1994

General Securities Principal Examination

Current Firm

CINCINNATI ASSET MANAGEMENT INC

CRD#: 104946 / SEC#: 801-34376

RIA

Registered Investment Advisory firm - (5/5/1989 Approved)

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Contact information

Main Address

8845 Governor's Hill Drive Suite 230, Cincinnati, OH 45249-3317

Mailing Address

Phone number

(513) 554-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (3/19/2025)

Regulatory assets under management

Total Number of Accounts	6,163
AUM (Assets Under Management)	$ 2,421,227,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald N. Stolper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

L. F. ROTHSCHILD & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

BECKER PARIBAS INCORPORATED

WARBURG PARIBAS BECKER INCORPORATED

Primary Firm SEC Registration

CINCINNATI ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/1996

Series 7

Date: 7/22/1994

Series 24

Date: 7/27/1994

Current Firm

CINCINNATI ASSET MANAGEMENT INC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CINCINNATI ASSET MANAGEMENT INC

TRUST BUT VERIFY

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